Filing a False Return (IRC §7206(1)) — When Misstatements Become Criminal?

Every tax return is signed “under penalty of perjury.” That signature is more than a formality — it forms the legal basis for one of the IRS’s most powerful criminal statutes. A misstatement on a tax return becomes a criminal offense under IRC §7206(1) when it is a false, material matter that is willfully made with the specific intent to violate the law and is submitted under a written declaration of penalties of perjury

Learn what qualifies as filing a false return under IRC §7206(1), the penalties, and how a tax attorney can help resolve it before criminal prosecution.

📘 Official IRS References: IRC §7206(1) — Fraud and False Statements

Elements of the Crime: Filing False Return Under IRC §7206(1)

To secure a conviction under §7206(1), federal prosecutors must prove five elements beyond a reasonable doubt:

ElementExplanation
1️⃣ Made and Signed a ReturnThe taxpayer prepared or authorized the return.
2️⃣ Return Was Under Penalty of PerjuryThe taxpayer signed knowing the declaration was true and correct.
3️⃣ False Material StatementInformation on the return was materially false (i.e., income, deduction, or credit).
4️⃣ Knowledge of FalsityThe taxpayer knew the statement was false when signing.
5️⃣ WillfulnessThe taxpayer acted intentionally, not through mistake or negligence.

Understanding Willfulness and Materiality

“Willfulness” again means a voluntary, intentional violation of a known duty, not as a result of accident, negligence, or inadvertence. Materiality, meanwhile, means the false information matters to determining the tax owed.

💡 Note: Even if a preparer inserted the false info, the taxpayer’s signature certifies accuracy. The IRS can still prosecute under §7206(1).

Penalties and Consequences Under IRC §7206(1)

A violation of IRC §7206(1) is a felony offense. Upon conviction, an individual may face the following severe penalties: 

  • Fines – A fine of up to $100,000 (or $500,000 for a corporation)
  • Prison – Imprisonment for up to three years

Why Legal Representation Matters?

Only attorneys offer federal privilege — vital when the IRS suspects criminal conduct. CPAs and enrolled agents can be subpoenaed to testify.

Potential SituationPotential Attorney’s Role
Filed incorrect or false returnsConduct confidential review
IRS contact or audit beginsIntervene as legal representative
Special Agent involvementNegotiate voluntary disclosure
DOJ Tax Division referralSeek civil resolution
Potential preparer liabilityDual representation strategy

📘 Reference: Form 2848 – Power of Attorney

Need help with a similar issue? Contact our firm today for a consultation.

Filing a false return under IRC § 7206(1) is a felony offense, often referred to as “tax perjury,” that applies to individuals who willfully make and subscribe a false tax return or other document under the penalties of perjury. 

Contact Pelham PLLC today for a confidential consultation. Our federal tax attorneys represent individuals and businesses facing false return allegations, audits, and IRS Criminal Investigations nationwide.

FAQs

Do I have to owe tax to be charged?

No. A conviction under § 7206(1) does not require the government to prove that a tax deficiency (an actual amount of unpaid tax) existed, only that a false statement was made regarding a material matter.

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